Contact 2017-10-03T18:35:50+00:00
PRE-MEETING QUESTIONS

Prior to setting a complimentary introductory conversation, please complete the questions below. They help you identify goals and help us put together an accurate proposal for you. Once we receive these we will reach out with scheduling options.

For Individual Investors
For Company 401k Decision Makers

[]
1 Step 1
Previous
Next

[]
1 Step 1

For Company 401k Decision Makers

Business Name
Type of Business Entity (e.g., C-Corp, S-Corp, etc.)
0 /
Client Address
0 /
Client Contact informationFull Name
CompanyTitle/Position
Phone
0 /
Fax
0 /
Email
0 /
Shareholders/Owners:
0 /
Any other Companies owned by the Shareholders/Owners which also have Employees?If yes, provide Company name, % of ownership, type of entity and EIN#.
0 /
What type of retirement plan(s) do you currently offer?
Approximately how many employees do you have?
0 /
Approximately how many of them participate in the plan?
0 /
Does the plan provide for an employer match and what is the formula?
0 /
Is your plan currently maintained on a daily valuation recordkeeping system?
Do you, as the plan sponsor, feel you have been appropriately serviced by your current provider(s)?
Do employees feel they have suitable investment choices? Do they understand investment concepts and risks?
0 /
Does your plan have an investment policy statement (IPS)?
Are administrative costs currently paid by:
What types of assets does your plan hold?
What features would you like to add or change about your retirement program and why?
0 /
What are the most important reasons for having the plan, from an employer and employee perspective?
0 /
Previous
Next